Archive for the ‘Books’ Category

In my ongoing search for a particular Ritual Theory approach or Performance Theory idea that will aid me in interpreting things for my dissertation research in just the right way, I somehow came across the 2008 book Ritual and its Consequences: An Essay on the Limits of Sincerity, co-written by Adam Seligman, Robert Weller, Michael Puett, and Bennett Simon (Oxford U Press).

It is obviously cited widely enough that I did come across it myself. But at the same time, it’s refreshing and interesting to see a book that’s not one of the same big names, that might be able to bring a new, different, foundational Ritual/Performance approach to work like my own. While in the grand scheme of things one might say the core arguments of the book only really contribute to one particular side or aspect of the much broader, more complex, topic of Ritual/Performance, even so, I think it a good solid book on Ritual Studies in general. If I were to go back over the list of all that I’ve read about Ritual and Performance and choose just five or six works to suggest to others, if I had to choose, this one would definitely make the cut.


The book makes two chief arguments:

One, that whereas most scholarship on ritual discusses it as closely interconnected with harmony, unity, and so forth, Seligman et al wish to emphasize that the harmony or unity effected by ritual is necessary precisely because the world is fractured and imperfect. Ritual helps us create a “subjunctive,” as Seligman et al put it, an artificial and temporary space where things are as if the world were harmonious, unified, living up to some ideal. In other words, whereas much scholarship talks about ritual as reflecting political or social realities, Seligman et al say that ritual decidedly does not represent the world as is, but rather an imagined ideal, enacted artificially and temporarily, in a bid to help us bear and manage and create/maintain order in our world.

Two, the authors introduce a dichotomy, or rather a sliding scale, that I suppose no one in the field had quite articulated before, between individual or societal value placed on Ritual, and value placed on what the authors term Sincerity. The Confucian societies I am studying, along with many others around the world and throughout history, placed great importance on Ritual. As numerous scholars have written regarding Confucian concepts of propriety or etiquette (礼, C: , J: rei), and as Luke Roberts and others have written specifically about life in early modern Japan, the notion of propriety or etiquette, as well as the “authorities[,] were less concerned with orthodoxy, or correct belief, than they were orthopraxy, or correct practice.”1 What was important in Confucian society, for the most part, as well as in countless other times and places, was not that you believed correctly, but simply that you behaved correctly. Take your hat off when entering certain spaces, or the presence of certain people. Leave your hat on when in the presence of God (i.e. always). Bow deeply on these occasions, and not so deeply on those occasions. When meeting with the shogun, after lord so-and-so says such-and-such, you shift forward exactly three tatami mats, bow three times, say these words, bow again three times, and then present this document by holding it up and forward with both hands. Things like that.

One portion of a model of an investiture ceremony, at Shuri castle, Okinawa.

And there is a mountain of scholarship (well, presumably. I still haven’t found any that really explicates it to my satisfaction) pointing towards the notion that these kinds of actions, regardless of sincere belief underlying them, do function to create political realities. Bowing before a lord, or before a god, has emotional (affective) impacts, and it has discursive impacts through the process of seeing and being seen. When I attended reenactments of Ryukyuan court ceremonies held at Shuri castle, and individuals playing the roles of the Ryukyuan king or of scholar-officials in his service kowtowed to Heaven, to those playing the roles of Qing envoys, or to the one dressed as the king, the feeling of subservience, of hierarchy, was truly palpable. These might not be the greatest examples, as my own sense that it was palpable was likely very much influenced by my modern and American (individualist, democratic) perspective, rather than by some unattainable objective knowledge. Wish I had had the chance to talk to any of the performers about how they felt about it. But, regardless, when performed for real (and perhaps even when performed merely as reenactment), acts such as these are not “mere ceremony” or “mere formality.” Ritual actions such as bowing before a lord make you feel subordinate, and they make you look loyal. What, after all, is the difference between being loyal and merely acting loyal? So long as one bows and presents gifts and does all the things a loyal retainer should do, how is that any different from being a loyal retainer?

Seligman et al contrast this with “sincerity,” arguing that in many times and places throughout history but perhaps particularly in the post-Enlightenment, post-Protestant-Reformation “modern” world, society has been dominated not by a notion of ritual, i.e. correct practice, correct behavior, orthopraxy (a word which incidentally doesn’t appear anywhere in the book), but rather by an emphasis on sincerity, i.e. correct belief, or orthodoxy. Ritual is seen as just formality, as oh so much fluff – nonsense, really, under which lies truth; and if one is not truly loyal, or not truly devout, and is only behaving as such, then one is insincere – a deceiver, a betrayer, or at the very least simply inauthentic; less than, in some fashion. The Protestant Reformation, after all, attacked idols and icons, and excessive decoration and ceremony, and advocated a return to a more authentic form of worship, focused on the worshippers’ beliefs, their devotion, their love, and so forth. The Enlightenment, similarly, disparaged superstitions and emphasized the human mind – what’s real, what do we know, what do we think.

A church in Cambridge, England.

Some sections of this book really helped me shore up something I already had quotes for from other scholars, providing a necessary stepping stone for my work on ritual. Before we can talk about specific rituals, what they meant, how they functioned, after all, we need to first establish that it’s okay to not go down the rabbit hole of trying to figure out whether each and every participant was sincere in their enactment of the ritual actions. When daimyô prostrated before the shogun, gave him gifts, and otherwise ritually reaffirmed their loyalty to him, was this done begrudgingly, with gritted teeth, because political, economic, and/or military considerations required them to do so rather than to more openly oppose the shogun? Or were they sincere and honest in their reaffirmations of their loyalty, their recognition of the shogun’s authority, their praise for the shogun’s virtuous and benevolent rule? In the vast majority of cases, we simply don’t know. We can’t know, because the diaries or other sorts of documents that might indicate a lord’s innermost thoughts simply don’t exist.

Of course, it would be great if we did have such documents and could get some real insights into that issue. But, we must also acknowledge that rituals have meaning and impact regardless of the personal beliefs or political attitudes of their participants. By acting out the role, one becomes it – not in a magical sense, but in a discursive, functional sense.


One thing I found particularly interesting about this book was the way it addressed major issues in modern history and contemporary politics – namely, (ultra)nationalism and religious fundamentalism. Their explanation of both of these phenomena as being founded in an excessive emphasis on sincerity, and on what Seligman et al call “gnosticism,” really helped me get a new perspective or insight into what’s going on politically in so many corners of our world today.

By Turkish political cartoonist Izel Rozental, from his book Karikatör.

As they write,

the Wahabbism championed by the Saudis [to take an example] rejected (and continues to reject) traditional religious practices and representations in search of an authentic, original religious experience—a pure, that is, sincere religious expression that cuts through the historicity of all real, lived traditional religious practice. In fact, it rejects tradition in favor of a putative original, founding moment, of which it claims unique understanding. This is the core of what today is so often termed “fundamentalism.” It equates truth, which is nonindividual and supraindividual, with its interpretation, which is invariably personal and conditional. This is where the basic contradiction between fundamentalism and true tradition lies. There is no tradition that permits the individual or group, solely on the basis of its own assertion, to proclaim its own knowledge to be infallible and absolute.”2

As this quote hopefully shows, they use the term “gnosticism” to refer, essentially, to attitudes in which one individual or group claims to have the true knowledge, and to speak for what the religion (or the nation) really is, or should be, and what it is not. It’s a form of modern nationalism or religious fundamentalism that claims I know better than everyone else, and the version of the religion, or society, that I wish to create is the best one, or the most true or authentic one, because I know so. It ignores and often actively rejects diversity, complexity, tradition. They give the example of Saudi Arabia funding the construction of Saudi-style mosques all across the Muslim world which gradually come to replace those in more locally traditional styles. This rejects the truth of how Bosnian or Syrian or Iranian Muslims have lived and worshipped for centuries – the reality of their tradition – in favor of some artificially imposed idea of one particular group’s vision of what constitutes the truer, more authentic, purer Islam. Of course, one could cite countless examples. Just look at nationalist revolutions in late 19th and early 20th century China, Turkey, Russia, and Japan for instance, each of which could be said to have rejected the ethnic, cultural, and political diversity of their societies, to impose upon everyone the vision of a particular leader, or a particular group, as to what “true” Chinese, Turkish, Russian, or Japanese identity meant, and what the “authentic” Chinese, Turkish, Russian, or Japanese nation should look like, or should be like.

these orientations gave birth in our times to the enormously powerful ‘‘secular religions’’ of the twentieth century: Nazism, fascism, and communism (or, perhaps better, Leninism rather than all forms of communism). The firmly held conviction of the leaders, followers, and elites of these movements—that they knew the course of history, the telos of existence, that they possessed both the practical and the theoretical knowledge necessary to realize the Endzeit — led to the worldwide horrors of what were, at their outset, reform movements par excellence.3

This gnosticism is very often intertwined with an excessive emphasis on sincerity. What’s really interesting is that on the surface, one might assume these sorts of fundamentalist, authoritarian, or ultra-nationalist ideologies to emphasize ritual. And they do, in certain ways. Stand for the national anthem. Fly the flag. Put up pictures of the great leader in your home and shop. Talk the talk when it comes to the “ritual” performance of claiming to stand for supporting our troops. Be sure to be seen attending all the right rallies or military parades or whatever they may be. But, as Seligman et al explain, societies that truly emphasize ritual over sincerity don’t care much what you believe, so long as you do what’s expected of you. By contrast, in authoritarian, fundamentalist, gnosticism-based societies, it’s not enough to just perform your duties as a good upstanding member of the group: you have to be pure of thought or belief as well. You have to be a true communist, or nationalist, a true islamist or evangelical, a true devotee of whatever the gnostic leader’s precise particular personal ideology may be. Disagreement, criticism, or debate are not tolerated – they are seen as traitorous. Non-believers or those who think differently are to be eyed with suspicion. They are criticized, ostracized, even imprisoned, “reeducated,” tortured, killed.

But, such matters are so pressing and so ever-present in our lives today that any further discussion could easily lead into an even more extensive digression than I’ve already done. Let’s move on.

Drinking kava (or ‘ava). A natural root, ground-up and suspended in water; relaxes your muscles without altering your mind. I really miss participating in ‘ava circles at East-West Center.

Another contribution I found particularly useful and interesting in this book was its categorization of ritual into four types. This is borrowed from work by Roger Caillois, but is nevertheless explained at length by Seligman et al, and was new to me.

The vast majority of work I’ve read on ritual either explicitly defines what types of ritual it is focusing on (e.g. Shingon Buddhist rituals supporting claims of sovereignty in 14th c. Japan), or it speaks of ritual in very general terms without providing a clear idea of the full range of what myriad types of ritual there are out there in the world – leaving the reader trying to imagine for themselves what types of acts or events any given theory or argument might (or might not) apply to. Caillois’ four categories help clarify this considerably, reducing down the wide wide world of ritual into four graspable categories:

(1) Agôn – Agônic rituals include ritualized sport, combat, and other forms of ritualized competition. Seligman et al give the example of a cricket game played out in such a way that it incorporates aspects or overtones of traditional ritualized combat “fought” between clans or tribes in that region. In agônic rituals, the participants both act as themselves (without taking on some other role or character), and they are in control of their actions, playing out the sport or combat just as freely as if it were real.

(2) Mimicry – Rituals in which participants take on roles or identities and follow a ritual script, but remain consciously in control of their actions. A great many religious rituals, from communion and baptism to Bar Mitzvah and the Passover seder, would seem to fall under this category, as would the diplomatic and court rituals I study. In diplomatic and court rituals, for example, the participants are not simply themselves (e.g. Steve Smith or Anne Black or whatever), but they are taking on the roles of lord and vassal, diplomat and head of state, and they follow a script, entering the hall in a certain way, bowing, presenting documents in a certain way, declaring certain pre-determined phrases, but remaining in control of themselves in contrast to rituals which involve, for example, spirit possession.

(3) Alea – and no, I don’t know where these names come from. I imagine it’s explained in the book but I’m afraid I’m not going back to look again. These are rituals in which the participants don’t take on roles or identities – they act as themselves – but they give over control to fate or the gods. Divination rituals are a key example of this category. Carve questions into bone and throw it into a fire to see how it cracks; leave the dregs of your tea or coffee and then see what forms they take; hold a seance; or simply roll dice. You’re being yourself, but the outcomes of the ritual are determined by some outside force.

(4) Ilinx – in the final category, participants give over both their identities and control over to some other force, such as a spirit or a deity. These are rituals of trance or spirit possession.

I really like these categories because, as I said before, they help make the broad wide world of myriad different rituals seem graspable. They help us to understand what types of things the huge wide category of “ritual” might include. And in doing so, they help us to understand what ritual theory is talking about, by helping us to know categories of examples.

The funeral procession of Marquis Shô Ten, last crown prince of the Ryûkyû Kingdom. This funeral was the last ceremony to ever be officially performed as a Ryukyuan royal ritual. Photo on display at Tamaudun (royal mausoleum, Shuri, Okinawa).

I do have one quibble with the categories, though. While they seem to cover all possible ritual in a nice broad way, covering all combinations of AA, AB, BA, and BB (whether participants give over their identities, and whether they give over control), in fact I feel that there is a problem with the second category (mimicry), or else that there is call for a fifth category. Seligman et al talk about the Passover Seder as one in which we imagine ourselves having spiritually or metaphorically been there at Mt. Sinai ourselves – not our ancestors, but ourselves – as Moses received The Law (the Torah) from God. And so, in that way, we are taking on roles, taking on identities, even as we remain in control of our actions (we are not possessed, even though our actions /are/ determined by a ritual script). Okay. And as I said, in political rituals one is performing as head of state, as diplomat, and not really as oneself, so in those cases too one is taking on an identity. But what about in the vast majority of other basic religious rituals, and secular rituals, that we perform? When you stand in synagogue and recite words out a book for three hours, sitting and standing and bowing at prescribed times, I suppose you’re playing the role of “worshipper.” But is that really so different from simply being yourself? Or, if we’re always playing a role – as teacher or student, as parent or child, as shopkeeper or customer – then what is the meaning of any category of “not taking on another identity; simply being yourself”? I think the slippage in these categories as applying to ritual comes from the fact that Caillois – something I missed on my first glance-through – wasn’t actually talking about ritual, but about games, or play. There, the categories (perhaps) make a lot more sense: games of competition, games of “make-believe,” games of chance, and games of just losing yourself.

Still, despite this slippage, I found these categories a very helpful theoretical construct for wrapping our minds around ritual. All in all, I found the authors’ arguments regarding ritual and sincerity very interesting, and very important contributions to the larger conversation on ritual. Though I suppose I was hoping for too much to think that somewhere in the book they might happen to touch upon all sorts of other aspects of Ritual Theory, thus sparing me having to go out and read yet another five or ten other books. That was an unreasonable expectation on my part; that issue aside, taking this book for what it is – contributing one particular argument to one particular facet of the broader discourse on Ritual – I would definitely put this (or at least the Introduction, or some portion of the book) on any Ritual Theory reading list.

All photos my own.

1) Marcia Yonemoto, The Problem of Women in Early Modern Japan, University of California Press (2016), 221.
2) Seligman et al, 161-162.
3) Seligman et al, 132.

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Akamine Mamoru – “The Ryukyu Kingdom: Cornerstone of East Asia”, translated by Lina Terrell, edited by Robert Huey

The first overview of Ryukyuan history in English since George Kerr’s Okinawa: The History of an Island People, this is a most welcome publication. I have not read the original Japanese version, and so I cannot speak to how much it has been changed, but I am overall quite happy with this new book.

Though I expected it to address just one aspect of Ryukyuan history, serving as only one argumentative/interpretive piece of the scholarly tableau of Ryukyuan history alongside works by Tomiyama, Watanabe, Smits, Takara, Kamiya, and so many others, it really does serve as an introductory overview of the entire history of the kingdom, from the Gusuku period (roughly, 9th to 14th centuries, when elites and eventually “kingdoms” first began to emerge, before being unified under a single Ryukyu Kingdom) all the way up to the abolition of the kingdom in the 1870s, though it focuses most strongly on the early modern period (1609-1870s) and on relations with China over those with Japan. I have not had a chance to read the entire book through, and so I cannot say definitively what the book as a whole includes and what it overlooks, but generally it does seem an excellent overview, touching upon domestic developments, political relationships with China and Japan, Ryukyu’s prominent place in regional trade networks, and so forth.

I actually really appreciate this focus on relations with China. Any choice that an author makes, to emphasize connections with China over those with Japan, or vice versa, is a political choice. The truth lies somewhere in the middle, and is much more nuanced and complex than perhaps any one publication could ever really convey. So, you have to choose. The same is true for the choice to emphasize the integrity of “Ryukyu” as a unitary and cohesive political, social, economic, or cultural entity over its disunity and diversity, or the other way around. So, perhaps the best we can do is to keep putting out works that illuminate or highlight one side of it, one aspect, and just keep re-balancing, and further complicating, further nuancing, further (re-)correcting the narrative that emerges in aggregate.

For a number of reasons, starting with the fact that the Ryukyu Islands are today part of Japan, their connections to Japan have always been strongly assumed, emphasized, and discussed. And there is certainly validity to that – Ryukyuan culture (esp. folk culture, rather than elite/court culture) in many key respects originates fundamentally, in prehistoric times, from the same “Japonic” wellspring as Japanese culture. The language bears much in common with classical Japanese, the folk religion and folk customs otherwise bear much in common with those of Japan, and the occasional Chinese official’s assertion that Ryukyu “belongs” or “belonged” to China historically is a load of hogwash. But, this association with Japan being the dominant assumption, there is great value in explicating, or illuminating, Ryukyu’s own separate distinctive history, and its history of connections to China. In that respect, it makes me want to read more of Akamine’s work (and that of others, such as Watanabe Miki).

Speaking of the early modern section, which I focused on in my reading, I was quite happy to see Akamine discuss domestic, internal developments within the Kingdom, and to devote an entire chapter to “Reform and Sinification of the Kingdom.” Smits touches upon this, to be sure, but while it might be just the bias formed by what I have been choosing to read in order to research my own topic (and what I have not been reading), I feel as though there is so much debate and discussion about how we talk about Ryukyu’s relationships with China and Japan, and some of the internal developments drop out. This past year, as a visiting researcher at the University of the Ryukyus, I heard professors and grad students from time to time mention the gradual but significant Sinification of the kingdom over the course of the 17th to 19th centuries, shifts and changes in ritual practices, and so forth, as if this was already well-known and established. Well, maybe it’s because I still haven’t gotten around to reading the full-length monographs by Tomiyama, Takara, Watanabe, and others (because they’re lengthy, time-consuming, and intimidating, hundreds of pages in Japanese), but I just never felt I had come across any real explanation of this. So, I am very pleasantly surprised to see it articulated by Akamine. He also touches upon the introduction of feng shui into the kingdom, and into the organization and layout of Shuri castle, another of a handful of topics simply not explicated in other books or articles I’ve happened to read.

It’s really a great book, and I am glad to see the English-language coverage of Ryukyuan history expanding.

My only critiques are a few small points about language, which caught my eye.

To begin, I am still very much struggling with decisions to make in my own work as to how to represent names, places, titles, and other specialty terms, whether
(1) in an Okinawan (Uchinaaguchi) reading, which might arguably be the most accurate, and would help disrupt the assumption that the Japanese readings of these terms, imposed following Japan’s annexation of the islands and forced assimilation policies in the late 19th-early 20th centuries, are the natural and default readings,
(2) in a Japanese reading, as is standard in both English- and Japanese-language scholarship, and would serve purposes of clarity and consistency, or
(3) in a Chinese reading, as might be more accurate in many cases, but for which I just don’t know the truth.

I had drafted quite a few paragraphs trying to address this issue in my review of this book, going back and forth about a lot of different aspects of this issue, but if anything I think that merits a separate blog post of its own. So I think I’ll skip that mini-rant for now, and just say that I applaud Terrell and Huey’s choice to give Ryukyuan individuals’ Chinese-style names in Mandarin pinyin. Ryukyuan scholar-aristocrats often had multiple names, going by an Okinawan/Japanese style name in some contexts, and a Chinese-style name in others. For example, the great educator, scholar, and official generally known as Tei Junsoku 程順則 was alternatively known as Nago ueekata Chōbun 名護親方寵文 (or, I suppose, in Okinawan, something more like Nan ueekata Chūbun?). Yet, while he’s very well-known today as Tei Junsoku, one wonders if he ever went by that name, or if he and others pronounced it in a Chinese fashion, as Chéng Shùnzé. Throughout the volume, Terrell and Huey give these Chinese-style names in Mandarin pinyin; I don’t know if Ryukyuans genuinely pronounced them in Chinese,1 or in Japanese or Okinawan readings, but if the former is historically accurate, I think it’s excellent to push against the Japanization of these Chinese-style names, and to introduce readers to thinking about these people by the non-Japanized, pinyin, readings of their Chinese-style names. I just wish I knew if it was accurate.

Now, I must admit I cannot speak to the quality of the translation overall, as I have not read the original Japanese version of the book. However, if I have one criticism of the book, it is an under-critical use of terminology, including the Japanese readings and meanings of terms, here and there. To be honest, this only glared out at me a few times, but where it did, well, ideally it shouldn’t happen even once.

I am surprised to find that Akamine himself – a native-born Okinawan scholar dedicated to the study of the Ryukyu Kingdom as a separate polity from Japan, or from Japanese history, and someone who did much of his graduate work at National Taiwan University, and not in Japan – would be so uncritical of Japanese perspectives or assumptions. Then again, perhaps this is more a matter of the translators/editors’ approaches. Or perhaps it’s just an accident or oversight. With apologies to nitpick on one thing, I do think this is of importance:

To note just one example which stuck out to me: on p80, they discuss the use of the term shi 士 (C: shì) to refer to the Ryukyuan scholar-aristocracy. Using that character to refer to the scholar-aristocracy is, so far as I know, accurate. I think, if I remember correctly, that term does appear frequently in the primary sources. However, the book then spends a good number of lines both in the main text and in the endnotes talking about how this term means “warrior,” and explaining how the Ryukyuan scholar-aristocrats were not, in fact, a warrior class. Now, I may be wrong, and if I am please do let me know, but my understanding is that the character 士 only has that “warrior” meaning in Japanese because it was appropriated by the samurai class in order to represent themselves as cultured, refined, elites. In Chinese, and in the context of Confucian discussions of the meaning of the term, it does not refer to a warrior (武士, J: bushi), but to a scholar-gentleman (君士, C: jūnshì), which it seems to me is precisely how the Ryukyuans were using it. So, in short, it is surprising to me that Akamine, and/or Terrell and Huey, find themselves tripping over untangling the word from its Japanese meaning, when they could have just skipped that entirely – or could have more explicitly stated that the association of this term with warriors, and thus the mistaken assumption that Ryukyu had a samurai (or samuree) class, is a mistaken understanding based on an insufficiently nuanced understanding of the meaning of the term 士 as referring (even from the very beginning, in the Analects of Confucius themselves) to an educated, cultured, well-mannered, scholar-gentleman.

On a somewhat similar note, likely in large part because it’s a translation of a Japanese work, and not originally written in English, the text does not engage with its own choices of terminology. For example, while Akamine describes out the character of Ryukyu’s relationships with Japan and China, how the kingdom was more directly impacted by Japanese rules and regulations, while on the Chinese side it was a more purely ceremonial and cultural (+economic) relationship – though he does do a good job of describing out this complexity, still the book calls Ryukyu a “vassal” of Japan and a “vassal” of China, without touching at all upon the questions of what we mean by “vassal,” “Japan,” and “China.” (p82-83) Earlier in the book, too, the term “client-state” is used without any discussion of the implications of that term. What is meant by “client-state”? How is this different from “vassal”?

So, those are my quibbles with a few language issues. But, overall, this really is a great book; I’m glad to see a new survey of Ryukyuan history out there on the shelves, and one which explores and explains quite a few aspects of the history not well-explained elsewhere in the very few other English-language books on Ryukyu. Glad to have finally gotten my own copy, and to add it to my shelf. Looking forward to Gregory Smits’ Maritime Ryukyu, 1050-1650, which promises to add to this story further.

1. And, of course, once you start getting into language issues, you start getting into issues of historical language as well. Of course, Ryukyuans in the 17th century didn’t actually pronounce anything according to modern 21st century Mandarin, Japanese, or Okinawan. And even if we did take the bother to try to represent these things in accurately early modern Beijing, Edo, or Naha-Shuri pronunciations (which is a nearly impossible task), this still wouldn’t properly take into account whether they might have spoken Fujian, Kagoshima, or other dialects. The issues are endless.

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I recently happened upon two new books on Ryukyuan painting (well, one new, and one from 2003 that’s news to me), which are exciting discoveries. So far as I’m aware, there are very few books like these, even in Japanese – full-color books devoted exclusively, explicitly, to the subject of the rich, colorful, vibrant tradition of pre-modern / early modern Ryukyuan painting. I’ll admit, I haven’t had the time yet to actually read through these two books. So, I’m “reviewing” them (so to speak) based on first impressions. Pardon me for any misrepresentations.

First, is Ryûkyû kaiga: kôgaku chôsa hôkokusho 琉球絵画-光学調査報告書 (roughly, “Ryukyuan Painting: Announcement of [Results of] Optics Survey”), published by Tokyo Bunkazai Kenkyûsho 東京文化財研究所 in 2017. The first half of the book dedicates about 150 pages to images of eleven artworks. We are given not only overall images of the paintings, but for each painting multiple pages of full-page full-color high-quality details. The texture of the silk still cannot be reproduced in print, of course, and no book will ever be a full and total replacement for seeing a work in person, but this is very much the next best thing – better on this particular point than I think I’ve ever seen in any book before. Seeing such details – including the fine brushstrokes, and the texture of the media – is what many art historians want to see, and it’s so difficult to see even in person, when you’re separated by plexiglass keeping you two or three feet away from the work. If you’ve ever had the privilege of seeing an artwork in person, without any glass, the painting mere inches away from your face, you’ll know it’s a whole different experience. And this book’s design brings that experience to the reader, as much as any book could. To have this is wonderful – to have it for Ryukyuan paintings, all the more so.

Details of the kimono patterns from a painting of a Ryukyuan aristocratic couple. Maybe a little hard to see in this photo of the page, but in the actual book, you can see the texture of the pigments, the shininess of the gold accents, the brushstrokes.

The book ends with essays on Ryukyuan painting and painters, and on the specific pigments employed, ending with a few pages on signatures and seals, and a family tree, as it were, of major Ryukyuan painters, charting out the links of master-student relationships.

Unfortunately, I don’t see the book available for sale anywhere, at least not yet. I expect that when it does become available on Amazon.jp, or elsewhere, it will be stupidly expensive. As all too often happens with art books, even though ink and paper are dirt cheap, and I find it very hard to believe that it costs anywhere near $15 or $20 to print each copy, publishers still continue to get away with charging $50 or $60 or even $100 for these things… and all the more so when it’s a “research results” volume. Cast the exact same book as a museum exhibit catalog, and it might still be expensive, but quite likely not as much so.

A portrait of Tei Junsoku, one of the most famous and celebrated Ryukyuan officials and reformers. The fine, naturalistic details of the description of the face are just incredible. I have seen this painting several times now at the Okinawa Prefectural Museum, always behind glass, at a distance of several feet; I don’t know if I’ll ever get to see the original more truly up-close. this reproduction is the next best thing.

The other book I happened upon here in the bowels of the University of Tokyo Historiographical Institute library is entitled Haruka naru ogoe: yomigaeru Ryûkyû kaiga 遙かなる御後絵-甦る琉球絵画 (roughly, “Posthumous Portraits from Faraway: Looking Back at Ryukyuan Painting”). Written by Satô Fumihiko 佐藤文彦, a painter expert in traditional methods, and lecturer at the Okinawa University of the Arts, it was published in 2003. ”Ogoe” 御後絵 were official portraits of the Ryukyuan kings, produced by the Ryukyuan royal court after each king’s death. All are believed to have been lost, destroyed, in the 1945 Battle of Okinawa, along with a great many other irreplaceable documents, artifacts, treasures (not to mention thousands upon thousands of lives and livelihoods). Prewar black-&-white photographs of the ”ogoe” survive, however, and are a hell of a lot better than nothing. Satô has conducted extensive research into these works, best as possible with the limited surviving materials, and has produced his own full-color recreations of all ten royal portraits which are known to have been produced.

Satô’s recreation of how the portrait of King Shô Shin might have looked in full-color.

This book opens with full-color plates of all ten of those full-color recreations. The meat of the book is a series of essays (or chapters) by Satô about the ”ogoe” – his research into their history, their style and composition, and his thoughts, struggles, and efforts in recreating them. This is of great value and interest in itself, of course, a beautifully lengthy treatment of such a niche topic (in the broad scheme of things), but a topic of great importance within the field of Okinawan art, especially of Ryukyuan royal art.

What took the book to another level for me, though, is that this discussion of the ”ogoe” is followed by an additional chapter on Jiryô 自了 (aka Gusukuma Seihô 城間清豊), one of the few early modern Ryukyuan painters about whom we know anything much, and one of the few from whom we still have surviving paintings. A book only on ”ogoe” would be valuable enough in itself, but Satô builds upon that with this essay on Jiryô, a reprinting of a 1925 essay on ”ogoe” by Higa Chôken 比嘉朝健, an extensive timeline/chronology of events in the history of Ryukyuan painting, and finally a mini-encyclopedia of topics relevant to Ryukyuan painting. This last thing is a beautiful resource even all by itself; through visits to the Okinawa Prefectural Museum, and skimming through museum catalogs like that of that museum’s Ryûkyû kaiga ten 琉球絵画展 from 2009, I have come to gain some sense of the body of works that are out there. But, knowing that so many works were lost in the war, and that few survive, it is hard to know just how few; and are the works I have seen more or less the only ones that survive, or only the most famous, or most-displayed, for whatever various reasons? How much (or how little) is out there? This mini-encyclopedia is, of course, not definitive and complete, but it is certainly an additional help in understanding the extent, and content, of the body of works that are out there.

This book is available on Amazon.jp, but is unfortunately priced at over 5700 yen. I’m going to keep my eyes out for a cheaper used copy.

It’s wonderful to see these books coming out. I eagerly look forward to finding the time to actually read them, and expand my knowledge about Ryukyuan paintings. And I hope that I might someday enjoy the opportunity to bring this to the English-speaking audience – to bring these most-famous of Ryukyu’s paintings to a major US museum, and to publish a catalog about them. Ryukyuan textiles, lacquerwares, and ceramics are all wonderful, and any exhibit, any publication, that expands knowledge about Okinawa in any way is a wonderful thing. But Okinawa is not just a culture of “folk arts,” or “decorative arts.” They had just as lively and vibrant a painting culture as China, Korea, or Japan – they had court painters, literati painters, just like these other cultures, and people should learn that, see these beautiful paintings, and learn about this other side of Okinawa’s art history.

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Reading through a journal article by Prof. Asô Shin’ichi (Okinawa Geidai) on samurai gift-giving customs, and how that relates to Ryûkyû’s gifts to the Shimazu and to the shogunate, I found reference to this book edited by Asao Naohiro 朝尾直弘, which just somehow grabbed my attention. Entitled Fudai daimyô Ii ke no girei 譜代大名井伊家の儀礼, or roughly “Ceremonies of the Ii clan of Hikone domain,” it’s one of a series of books put out by the Hikone Castle Museum, using the Ii Family Documents 彦根藩井伊家文書 and other sources to explore a more extensive, detailed, complex understanding of the history of the Ii clan of Hikone domain, and by extension of aspects of early modern (i.e. Tokugawa period) Japanese history more broadly. Though it normally goes for 6000 yen (roughly US$60), I was fortunate to find a copy online for the far more reasonable 2000 yen. Thank you, Amazon.jp.

Even just on the face of it, this style of book, this approach, really appeals to me. I love the idea of using local histories in my own research. The scholars featured in this volume worked with the Hikone Castle Museum to produce something that doesn’t just take the Ii family as some kind of convenient case study, in order to examine something broader, more removed, more theoretical or abstract. Rather, it takes the Ii family, their records, their local domainal history, as something to be explored as a topic worthy of interest in and of itself. And so, while I admittedly am using them as a convenient example, a convenient resource, for my own project, nevertheless I find something really appealing about the idea of employing such research. I will also be reading, and citing, books like Yamamoto Hirofumi’s Sankin kôtai and numerous others which are more typical academic books, drawing upon whatever resources from here and there in order to build up an argument, or simply a description or narrative, of something much broader (in Yamamoto’s case, the “alternate attendance” or sankin kôtai system, as practiced not by any one domain, but by all of them, across the archipelago). But, reading this Hikone volume and drawing upon research that’s focused in on a particular set of documents from a genuine interest in the history of that particular family and their domain, makes me happy.

A section of Hikone castle, home to the lords of the Ii clan. Photo my own.

And, actually delving into the book, I find that at least some of the chapters – those by Okazaki Hironori 岡崎寛徳 – follow a really interesting format. Okazaki’s chapters, like all the others, like most chapters in most academic books, each address a particular aspect or sub-topic, and form an argument, or a narrative, about them, but they do so while quoting heavily from primary source documents – so heavily, in fact, that they serve as a pretty excellent resource for reading (and citing / quoting from) primary sources themselves.

To put it another way, Okazaki’s chapters read not quite like a normal essay, but more like something in between a normal essay, and a set of introductions or explanations for primary sources. Roughly half the text in each of his chapters is just direct transcriptions of excerpts from the Ii Family Documents, and while there certainly is some narrative argument being made, at the same time he’s also just showing the reader a number of different aspects of the topic, as represented in primary sources. Here’s a letter from the domain to the shogunate asking for confirmation on which kinds of gifts they’re expected to give on which occasions (and in what numbers/volumes), and here’s the shogunate’s response (including permission to reduce the amount of gifts, in these financially difficult times [the 1720s]). And here’s Okazaki’s introduction to what the document is that he’s quoting from, and what this excerpt is going to show us; and then, here’s Okazaki’s summary of the key points of what the excerpt said. All in all, I just find he strikes an excellent balance – providing enough of the primary sources, on enough different aspects around the same topic or theme, and enough information surrounding them, to allow you to use them for your own research, your own interests, beyond just the narrow focus of his argument (that is, in contrast to more typical essays, which only quote just enough to make their argument, and only very strictly those sections which are relevant to their argument, leaving everything else out); and, at the same time, he’s doing so within a narrative or argumentative framework, thus providing so much more framing context, and explanation, than a lot of works I’ve seen that are more explicitly dedicated to only sharing transcriptions of the sources (with minimal framing material), leaving it totally up to the reader to make of it what one will, depending on the reader’s interests.

A bridge near the entrance to the Hikone castle complex. Photo my own.

Let me see if I can give a more solid example. I think it’s easy to imagine a chapter or article from whatever book or journal that focuses solely on New Year’s audiences, for example, explaining out that one event, with maybe some minimal quoting here and there from primary sources, just enough to explain things out. And they of course would cite which sources they’re getting it from, and maybe they would explain a little bit what that document is, how it’s organized, why it contains the kinds of information that it does in the way that it does. I think it’s also easy to imagine a publication which just transcribes the entire primary source document, or significant sections of it, saying, essentially, “here it is. Use it as you will, for whatever aspects, whatever themes you may be researching,” without telling you much at all about the document itself – where it comes from; who wrote it, when, and why; which sections are about what; what new revelations might be learned from this document that aren’t found elsewhere; what to look for or to notice while reading; just the text itself, that’s it. Those are the two ends of the spectrum. Okazaki lies in between them. He spends a good paragraph or so introducing the Kôrei rinji gyôji tomechô 恒例臨時行事留帳, a 1736 document contained within the broader collection of Ii Family Documents – who wrote it, when, why, and what sort of stuff it contains. And then, while providing sizable excerpts from that text, sometimes a full paragraph, or even a full page or more at a time, he uses those excerpts to help show a full sampling of many of the different regular and irregular audiences & court rituals (at the shogun’s court, in Edo castle) in which the Ii participated. Here’s an excerpt explaining how for New Year’s, the Ii lord went up to the castle at X hour, sat in his designated waiting room (the Tamari-no-ma) in accordance with his rank, then moved to the Shiroshoin (one of several audience halls in the castle), and sat at such-and-such a spot, bowed X number of times, said such-and-such formal words, was told such-and-such by the rôjû (Elders) or by the Shogun himself, presented such-and-such gifts, bowed X number of times, then withdrew. And now here’s an excerpt showing how it was a bit different for the regular monthly audiences, for the “in-between” audiences (間之登城), for Girls’ Day and Boys’ Day and Chrysanthemum Festival. And here’s how it was for banquets following the shogun’s successful hunting expedition. And here’s how it was when the shogun decided to go horseback riding and to request (command, really) the various lords to come and attend just to watch him. Good-sized chunks of primary sources, presented not in-line just as quotes, just enough to make a single point within the course of an argument, but rather as good-sized chunks that are allowed to speak for themselves, surrounded by enough introduction, and summary, and explanation, to make them understandable and useful, and to present a broader narrative or argumentative description of a topic.

Other chapters in this book, outside of those by Okazaki, seem at first glance to follow a more standard format. But, after eleven chapters addressing various aspects of the topic of “the Ii family and rituals,” the book ends with over 200 pages of more straightforwardly, more fully transcribed primary sources, along with maps and diagrams of several relevant buildings / rooms, and at the very end, charts of the family tree of the Ii family, a lengthy chart of where each Ii lord was on given dates (as they moved between Hikone, Edo, and other cities, on official and personal business), and a timeline of incidents and events relevant to the history of the family & of the domain.

The sankin kôtai procession of the lord of Iyo-Matsuyama, as seen in one section of an 18th c. handscroll painting at the National Museum of Japanese History. Photo my own.

One thing I do find frustrating, and a little disappointing, though, about this book is that like much other scholarship, it skips over explaining out the basic, general, foundational situation, and focuses overmuch on changes, exceptions, and complexities. As wonderful as it is to learn, for example, about how the type and amount of gifts changed through negotiations in the 1720s at a time when both the shogunate and many domains were experiencing significant financial difficulties, I would love to first have a more general explanation of what types and amounts of gifts were typical, to begin with. And while it’s really interesting to learn about these various different hunting-related banquets and occasion of watching horseriding or Noh, I still don’t think I’ve ever yet come across a basic, step-by-step, description of just what normally, typically, happened when a lord arrived in Edo on sankin kôtai. This sort of thing is even more a problem in many of the other books and articles I have been reading, works which overwhelmingly employ extraordinary examples, rather than anything that might be representative of “standard” “typical” practices – for example, the journeys of either Tokugawa Iemitsu (in 1634) or of Tokugawa Iemochi (in 1863) to Kyoto, despite the fact that no shogun ever traveled to Kyoto for the 220+ intervening years; or the 1862 wedding of Imperial princess Kazu-no-miya into the shogunal family despite the fact that (a) this was probably one of only a very few Imperial-Tokugawa marriages, and (b) presumably by 1862 it’s late enough that practices would be quite different from whatever was typical in the 1600s or 1700s or even up into the 1830s or 1840s; or the shogunal succession ceremonies of Tokugawa Yoshimune, one of a handful of shoguns who were not direct relatives of their predecessors – why not use as your representative example records of the succession ceremony for a “normal” succession from father to son?

Still, returning to what I was saying about Okazaki’s balanced approach to sharing primary sources & scholarly commentary, and about the character of the book as a whole, it makes me wonder what other books might be out there of a similar type, put out by local museums, foundations, History Associations, local Boards of Education, or by more mainstream or academic publishers, but that might contain a similar approach, a similar balance of scholarly explanation and extensive provision of primary sources. Books which might not quite come up on the radar, normally, because they are less mainstream and might get filed away under “local history,” but which might prove surprisingly interesting, informative, and/or useful, either in general, or for one’s specific research project…

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Gradually getting there. After a year of doing this, I’m finally almost done posting these book reviews from my comprehensive exams. Feels like a whole other world – exams feel so far behind me; a month from now, I’ll be in Japan, for the next big step in this PhD process. Well, well. Looks like this was the last of the reviews. I didn’t realize that. Okay. Well, here we are, my last review from the exam process. Look forward to a return to some other sorts of posts, coming up soon.

In the meantime, Marius Jansen’s China in the Tokugawa World (Harvard University Press, 1992)

Jansen’s China in the Tokugawa World provides an outline of a wide range of major aspects and themes in the role of Chinese people in Tokugawa Japan, perceptions of China, Chinese cultural influences, and the like, nestled into overarching narratives of changes and developments in Japanese relationships with China during this period, both as a concept and as a real political and economic entity. He devotes particular attention to the Chinese community at Nagasaki, providing a considerable degree of detail as to the logistics and economics of trade activity, as well as intellectual and cultural interactions in Nagasaki, and the role of the fūsetsugaki, imported books, and visiting Chinese scholars and monks as sources of information and intelligence on goings-on in the outside world, complemented by intelligence obtained from the Dutch, Korea, and Ryukyu. Jansen also touches upon numerous other topics, including the introduction of Ōbaku Zen, interactions with Ming loyalists & their cause, and perceptions of China following the fall of the Ming among scholars, political elites, and the general populace. In the last thirty pages or so of this short 120-page volume, Jansen describes the turn in perceptions of & attitudes towards China, as over the course of the 19th century, the Qing Dynasty experiences considerable difficulties, and in the eyes of many Japanese, severe decline.

The volume serves as a fine introduction to these many themes or aspects, and to the overall arc of interactions with, and perceptions of, China. In a sense, it reads more like a textbook than a scholarly argument piece, summarizing the topic of “China in Tokugawa Japan” overall, and providing descriptions, rarely more than a page or two long, of a variety of individual topics, such as the biographies of Li Hongzhang and the monk Yinyuan Longqi, as a textbook would, less as examples of evidence to further an argument than as descriptions of items within a topical umbrella.

That said, there are significant chronological and thematic arcs presented. Jansen describes a number of related but differing understandings or imaginations among Tokugawa period scholars of a conceptual China, ranging from those who viewed China not as a real place existing coevally in time, but as a land of Sages, tranquility, and the ultimate manifestations of high culture and civilization, to the subtly but importantly different position of those for whom China served as a sort of straw man, an Other against which Japan could be described in contrast. While many Confucian scholars idealized China, many kokugaku scholars, some of them still looking to Confucianism or other aspects of Chinese civilization as an ideal, presented varying notions of why or how Japan superseded China as the civilizational center. Meanwhile, much of the popular discourse conflated China with the foreign more generally, making little distinction between various Others (e.g. Koreans, Ryukyuans, or Dutch). This topic is of particular relevance to my own project, as I attempt to gain some understanding of how Ryukyu was perceived, understood, or imagined at this time; while Keiko Suzuki has argued similarly in her article “The Making of Tôjin” of an undifferentiating perception of the foreign, the true story seems considerably more complex, given that there were numerous widely available popular publications describing or depicting Ryukyuan subjects as specifically Ryukyuan. In any case, I am eager to delve into this subject further, and while Jansen’s discussion of it is most welcome, and valuable in its way, it is also far too brief and cursory for my purposes. The same is true of his discussion of perceptions of Japan (or Korea or Ryukyu) as representing the place where the great high culture and civilization of (Ming) China survives, since it has been corrupted or destroyed in China’s fall to barbarian (Manchu) invaders. This, in particular, is a topic which I think to be of great interest, and potentially of great relevance to my project, and yet Jansen’s brief discussion of it remains, perhaps, the most extensive such discussion I have come across; he does not, in his citations, point the way to any more extensive treatments of the subject.

China in the Tokugawa World represents a great start, a great survey of the subject. The overall thematic and chronological arcs, of differing ways in which China was perceived, and how this changed over time, help provide a fundamental sense of the thing, informing and deepening one’s understanding of the character of the Tokugawa period as a whole. Jansen’s detailed description of the workings of trade and other activity at Nagasaki is also sufficiently lengthy and detailed to constitute a source one can turn to for citeable details. On other topics, however, Jansen’s volume serves as only a starting point, requiring one to look elsewhere for a more thorough or extensive description of kangaku or kokugaku, popular depictions of China, the influence of Ōbaku Zen, or any one of a number of other topics.

The Chinatown (tôjin yashiki) of early modern Nagasaki, as seen in a handscroll painting (detail) on display at the British Museum. Photo my own.

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Following up on my post about Mark Ravina’s Land and Lordship, I think it only makes sense to pair that up with a discussion of Luke Roberts’ book Mercantilism in a Japanese Domain. The two books came out right around the same time, and are quite complementary, both significant, influential, books in promoting the argument for seeing the daimyo domains of Tokugawa Japan as semi- or quasi-independent “states” – a critique of earlier scholarly views of Tokugawa Japan as highly centralized and strictly, even oppressively, ruled. The view promoted by Ravina and Roberts has now become the standard view among historians.

Mercantilism in a Japanese Domain focuses on the emergence of the idea of kokueki (国益, “prosperity of the country”) in Tosa domain in the early 18th century. This is a notion which bears some strong similarities to mercantilist thought, envisioning the prosperity of the country as separate from the prosperity of the lord or of his household, and advocating a variety of economic thought in place of a Confucian focus on morality, virtue, and diligent labor.

Advocates for kokueki thought supported a variety of different strains of economic thought, with some supporting the bullionist notion of amassed wealth as the measure of economic prosperity, and therefore advocating strong restrictions on the outflow of precious metals or certain other forms of wealth from the domain, while others argued quite the opposite, suggesting that it’s the volume of trade which brings prosperity, and that the domain should not be afraid to export valuable goods, as it will only allow for the greater import of other valuable goods, enhancing the overall volume of trade. Meanwhile, many samurai officials, at least initially, employed the term kokueki to refer in a more conservative manner to the prosperity of the lord’s household, perhaps with the notion that the lord’s household equals the domain; drawing upon neo-Confucian notions of duty to one’s lord and of proper observance of one’s station, they asserted plans for increased prosperity which did not concern themselves with supply & demand or import & export, so much as the idea that everyone should behave more morally, more virtuously, meaning to be more diligent and more hard-working in their respective professions. Perhaps most interesting about these conflicting economic philosophies is that while the more mercantilistic approaches resemble European mercantilistic thought & policy, none of these approaches match up with what modern economic theory today would consider to be the most correct or valid. To be sure, some are startlingly innovative and progressive for their times, for their historical context, in contrast to the Neo-Confucian approaches. And, as Roberts details, these ideas of everyone working together for the prosperity of the country – the country as a distinct abstract entity disaggregated from the lord or his household, or from the shogun or the shogunate – play a prominent role in the reconceptualization of economic nationalism in the Meiji period. But the various economic philosophies that competed and negotiated in 18th century Tosa cannot be simply placed on a linear line of progress.

An Arita ware dish showing the provinces of Japan. Asian Art Museum of San Francisco. Photo my own.

Two other threads underlying Roberts’ narratives and arguments about kokueki are also extremely valuable. One is Roberts’ argument that despite documents by samurai officials which represent most (if not all) policy initiatives and ideas as coming from the lord, or from amongst samurai officials and prominent scholar advisors, suggestions submitted by commoners to the domain’s petition box reveal that not only did commoners articulate these kokueki ideas before the samurai picked them up, but further, commoner/merchant ideas had direct impact on domain policy. The vast majority of the book discusses examples from only one domain, and only one aspect of policy approaches, but it strongly suggests the need for a reconsideration of our assumption that commoners, throughout the archipelago, played little or no role in suggesting or determining policy.

Further, Roberts’ account also contains powerful arguments for the validity and importance of regional and local histories. It is my understanding that at the time this was written, the field was only just beginning to more fully open up to the ideas of domainal autonomy, and to seeing Tokugawa Japan as less centralized, less authoritarian, and more like a decentralized confederation of relatively autonomous states, albeit under shogunal authority. Roberts’ Introduction includes a valuable discussion of the varying meanings and usages of the term kuni (“country,” “state,” “province”), and invites us to seriously rethink our imaginations of the political landscape of early modern Japan, which was structured according to a very different set of notions of political geography from our modern sense of the nation-state. Whereas much of the most prominent or most influential scholarship on Edo period politics up until that point had focused on the shogunate, and the shifts and changes in its policies, with the assumption of a relatively direct and strong impact upon the domains, here we see Tosa not simply being controlled by bakufu policy, but rather negotiating positions within that political environment, in order to seek what is best for the lord & his household, and later on, for “the country” of Tosa as a “whole.” Some examples of this are seen not only in decisions about economic policy, in terms of bans or monopolies on exports, and the like, but also in the daimyô’s exercising of agency, and displaying of interests differing from those of pure feudal loyalty, in claims to be ill, asking for delays in performing his various duties owed to the shogunate.

That Tosa presents a rather different case from, for example, Satsuma, makes it a valuable counter-example, alongside various other studies, including the work of Robert Hellyer. Tosa is large, but relatively poor, with relatively little good agricultural land. Unlike the Shimazu, who ruled Satsuma since the beginnings of the Kamakura period, the Yamauchi were not traditional leaders of Tosa and had to come in and assert their rule following Sekigahara. And yet, unlike many domains, Tosa recovered from severe debt, becoming economically strong enough by the Bakumatsu period to play the prominent role that it did. That the petition box system was apparently quite widespread, and yet little discussed in the more mainstream discussions of Edo period Japanese political systems and class structures, also makes this a particularly valuable contribution.

As with Land and Lordship, I would love to see a more thorough narrative description of Tosa history – not to mention the history of any/every other province of Japan – but, in the meantime, we’re learning very valuable things about how to think about the “state” in early modern Japan; political centralization or decentralization; and so forth.

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It has been way too long since I have posted, I know. I’ve been teaching my own course for the first time – a course on “Japan under the Tokugawa Shoguns,” organized largely as I wished, with the topics being covered (and not covered), and in what way, and with which readings, being largely, almost entirely, up to me. Writing lectures and all of that has been terribly time-consuming. So, that’s where I’ve been. Maybe at some point I’ll do a write-up of thoughts on how the course went, why I organized it the way I did, etc.

In the meantime, we still have just a few more book reviews to get through before I start a whole new adventure in the Fall. So, here we are. I wrote briefly about Mark Ravina’s Land and Lordship many years ago. But, having re-read it formally for my comprehensive exams, and simply being a somewhat different person than I was eight years ago, here’s a new take:


Mark Ravina’s Land and Lordship introduces a number of important reconsiderations of the character of the daimyō domain, and of its rule. In conjunction with Luke Roberts’ Mercantilism in a Japanese Domain published the previous year, it invites us to think of the domains as relatively autonomous “states,” rather than as subdivisions within a more unitary and centrally ruled Tokugawa state, as had been the dominant interpretation, at least in English-language scholarship, up until that time. While both books are heavily concerned with the economics of the domain, however, Ravina’s focuses less on the imagination of the domain as an economic geographical or political unit, and more on the logics of rule and authority.

One important concept throughout the book is the idea that daimyō (and, indeed, many other levels of authority, from the shogun down to a daimyō’s own retainers) claimed authority and legitimacy in a variety of different ways, through differing and overlapping discourses. In Ravina’s overviews of the histories of the political economies of Hirosaki, Tokushima, and Yonezawa domains, the interactions between patrimonial, suzerain, and feudal forms of legitimacy or authority, sometimes complementary and sometimes conflicting, are evident. As he explains, drawing upon the work of Kasaya Kazuhiko, patrimonial authority refers to the relative inviolability of a household’s investiture (stipends, lands, and the like) and other aspects of that which a head of household inherits and passes on to his heirs; the retainer’s ie, or household, spanning generations, was seen to be separate from, and perhaps expansive beyond in some respects, the feudal or suzerain authority of the lord. This would seem to bear strong connections to the notions of “personal” or “private” household political spaces as discussed by Roberts in Performing the Great Peace. Feudal authority is that constituted by the rights and obligations a lord and vassal have toward one another as a result of their personal bond.

Finally, suzerain authority, Ravina explains, relates to the legitimating philosophies of the Sengoku daimyō, who claimed legitimacy in their authority over the land as a result of their pacifying the land (ando) and ruling virtuously, with mercy and compassion, through reference to Chinese classics which speak to the heavenly mandate and related concepts. One way in which these differing modes of authority interacted is seen in retainers sometime being able to resist daimyō policies by claiming that a given policy would damage or infringe upon their patrimony, and arguing furthermore that in doing so, the policy was not in line with the lord’s feudal obligations to treat his vassals “benevolently.” However, retainer resistance to daimyō policies aimed at the betterment of the entire domain could also be seen as a violation on the part of the retainer of his feudal obligations towards the lord, and towards the domain, or the “state” (kokka).

Model of a daimyō mansion in Edo, at the Edo-Tokyo Museum.

The conceptions or definitions of the “state” in early modern Japan, and of the term kokka as used at that time, are a second overarching concept which runs through the book. The quote with which Ravina opens the book, from an epistle by Uesugi Harunori, reveals a discourse, in Yonezawa at least (though it is easy to imagine that similar discourses circulated elsewhere, too), that distinguishes the “state” as an entity unto itself, which extends beyond the lord and his household. Separate from the wealth or well-being of the lord’s household, the state is according to Harunori something under the care of the lord, not to be “administered selfishly,” but rather something that has its own well-being to concern oneself with, and something which, being inherited from one’s forefathers and passed on to one’s heirs, should be cared for properly. As he writes, the state and the people do not exist for the sake of the lord, but rather the other way around. Ravina is careful to point out that any kind of seeds of nationalism in the sense of the modern nation-state that we might find here would be found here because we imagined them into the situation ourselves; but, nevertheless, in contrast to the traditional image of a unified Japan ruled autocratically by the shogun, with the daimyō powerfully subject to the shogunate’s dictates, we get a strong sense of some kind of conception of the “state” as a unit relatively autonomous from the shogunate’s control, and one which different daimyō might administer differently according to their personal philosophies or predilections. To say so merely scratches the surface of Ravina’s argument, however, which goes into greater depth as to conceiving of the “state” as linked to the daimyō’s household without being synonymous with it.

This is particularly interesting as it seems to counter, or at least complicate, the notion – fascinating for its radicalness – that emerges from Roberts’ Performing the Great Peace, that we might set aside entirely any notion of the “state” as an entity unto itself, and try to think of the daimyō domain as being totally synonymous with the household. As something that, yes, is patrimonial and so belongs to his ie, his lineage, his legacy, more than it does the daimyō personally, as an individual – something he must maintain and conserve, in order to honor both his ancestors and his descendants, and not simply something for him to do with as he will. But, as something which still is the private domain (私領) of that daimyō, protected from the prying eyes and invasive arms of the “public” (公) government, i.e. the shogunate, just as the private matters of any family/household affairs would be. One wonders whether Uesugi Harunori was alone in expressing such a notion, or whether such ideas were widespread. How did other daimyō feel about the domain as a “state,” not quite synonymous with the household, to which the daimyō owed devotion as well, overlappingly but not synonymously with his devotion to his patrimony (lineage, ie, household ‘name’ or reputation, etc.)?

Shimazu Hisamitsu, regent for the last lord of Satsuma domain, looking out over Tanshōen (former Shimazu clan garden in Kagoshima).

Through translation and synthesis of the ideas of Mizubayashi Takeshi and Kasaya Kazuhiko, among others, and considered comparison to scholarship on, for example, the states-within-a-state of the Holy Roman Empire, Ravina also argues that we should not regard this Japanese case as being exceptionally unusual, or entirely distinctively non-Western. While noting important differences in the nuances between Japanese terminology & conceptions and those used to discuss the Prussian states, or the English counties, he suggests similarities, and argues that the shift in Japan from the Tokugawa era system of multiple overlapping forms of authority, and of states within states, to a unified, centralized, modern, nation-state, was brought on not so much by the introduction of Western culture so much as the onset of modernity, something which swept Europe and brought dramatic changes there as well.

Further, perhaps one of the most important of Ravina’s contributions in this book is an argument that the complexity and ambiguity resulting from these multiple overlapping forms of legitimacy or authority was an essential part of the political order of Tokugawa period Japan, not something to be clarified or simplified in our attempts to categorize or define the political structures and philosophies of the period. Neither the role of the daimyō, the character of the state, nor the logic of the relationship between lords and retainers, were simply one thing or another thing, with some other interpretation as a façade; they were all of these things at once. The daimyō domain was both a state unto itself, an inviolate part of the lord’s patrimony, and at the same time a fief granted to him by the shogun, in the name of the emperor. The domain was at the same time both synonymous with the lord’s household in certain respects, and quite distinct in other respects.

Ravina’s choice to focus on Hirosaki, Tokushima, and Yonezawa domains to help illustrate these points is an interesting one. These are all large domains, two of them officially of kunimochi status, all three located far from the Kinai or Kantō regions, and all of them (at least by the end of the Edo period) over 100,000 koku in status. Where previous work by the likes of Marius Jansen, Albert Craig, John W. Hall, James McClain and Robert Sakai focused on Tosa, Chōshū, Okayama, Kaga, and Satsuma domains respectively, some of the largest of the domains, and including those with particular influence in events of the Bakumatsu and Meiji periods, Land and Lordship is one of the first to discuss other domains, contributing to a somewhat fuller and more nuanced understanding of the diversity of the nature or character of domains within the Tokugawa era archipelago. And yet, while Hirosaki certainly stands out from the kunimochi domains in certain important ways, we still are not presented with an examination of the cases of smaller domains, and/or domains closer in to the Kinai or Kantō regions. Ravina’s arguments regarding daimyō autonomy and the conception of the “state” in kunimochi domains (and Hirosaki) are extremely valuable contributions to the field, building upon the work of those who have written about other kunimochi domains in the past, but we are still left with understandings that pertain only to a particular portion of the domains (albeit, the largest, most populous, and most wealthy/powerful ones).

All photos (except book cover) my own.

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